Tradeweb Europe Limited

• Principal Place of Business

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

  Web

  https://www.tradeweb.com

• Complaints Contact

  1 Fore Street Avenue

  London

  EC2Y 9DT

  UNITED KINGDOM

  Phone

  +442037493310

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Data Publishing

• Trading Platform

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

• Specialist Trading Venue

  For Eligible Counterparty, Debenture

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  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Patrick Andrew Mayo

  IRN PXM00829

  • [FCA CF] Material risk taker (since 28 Jan 2026)
• Paul Worthy

  IRN PXW00303

  • [FCA CF] Material risk taker (since 8 Mar 2022)
• Pierre Kerim Hasan Acanal

  IRN KHA01006

  • [FCA CF] Material risk taker (since 3 Feb 2025)
• Randy Brian Goldsmith

  IRN RXG00577

  • SMF3 Executive Director (since 1 Mar 2025)
• Rebecca Louise Harling

  IRN RLH01053

  • CF26 Customer Trading (23 May 2005 to 14 Oct 2005)
• Robert Lain Garrett

  IRN RLG01027

  • CF30 Customer (1 Nov 2007 to 2 Oct 2008)
  • CF26 Customer Trading (26 Mar 2007 to 31 Oct 2007)
• Robert Marchetti

  IRN RXM01122

  • SMF3 Executive Director (since 20 Feb 2025)
• Roger Anthony Jones

  IRN RAJ01060

  • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Feb 2002)
  • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
  • CF1 Director (1 Dec 2001 to 26 Feb 2002)
• Roger Nigel Barton

  IRN RNB01031

  • CF3 Chief Executive (24 Sep 2009 to 11 Mar 2011)
  • CF1 Director (21 Mar 2006 to 11 Mar 2011)
• Rosheenah Murphy Williams

  IRN RXM02758

  • CF11 Money Laundering Reporting (14 Sep 2015 to 1 Dec 2017)
  • CF10 Compliance Oversight (14 Sep 2015 to 1 Dec 2017)

No changes recorded yet.