Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (8 Jun 2006 to 31 Oct 2007)
    • CF1 Director (8 Jun 2006 to 8 Dec 2019)
  • Parmenion Capital Partners LLP (no longer approved here)

    FRN 462085

    • CF4 Partner (17 Apr 2007 to 11 Jan 2016)
  • Tradeweb Europe Limited (no longer approved here)

    FRN 193705

    • CF1 Director (1 Dec 2001 to 26 Feb 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 26 Feb 2002)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 26 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.