Rosheenah Murphy Williams

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PERSHING SECURITIES LIMITED (no longer approved here)
FRN 146576
- [FCA CF] Material risk taker (18 Mar 2025 to 30 Apr 2025)
The Bank of New York Mellon (no longer approved here)
FRN 122467
- [PRA CF] Significant risk taker or Material risk taker (4 Apr 2022 to 1 Oct 2024)
Bloomberg Trading Facility Limited (no longer approved here)
FRN 629485
- SMF16 Compliance Oversight (9 Dec 2019 to 7 Feb 2020)
- CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
Tradeweb Europe Limited (no longer approved here)
FRN 193705
- CF10 Compliance Oversight (14 Sep 2015 to 1 Dec 2017)
- CF11 Money Laundering Reporting (14 Sep 2015 to 1 Dec 2017)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.