Bloomberg Trading Facility Limited

Date authorised
23 July 2015
Companies House
09019569
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arlene McCarthy

    IRN MXA03199

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 4 Jan 2026)
    • CF2 Non Executive Director (23 Jul 2015 to 8 Dec 2019)
  • Benjamin Peter Macdonald

    IRN BPM01048

    • Director of firm who is not a certification employee or a SMF manager (20 Dec 2019 to 31 Dec 2023)
  • Charlotte Elizabeth van Cuylenburg

    IRN CXV81366

    • SMF16 Compliance Oversight (since 10 Aug 2020)
  • Constantin Michael Cotzias

    IRN CXC01314

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Jul 2015 to 8 Dec 2019)
  • Declan Anthony Kilcline

    IRN DXK00129

    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Derek Josef Kleinbauer

    IRN DXK00130

    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
  • Dexter Ruthven-Murray

    IRN DXR00518

    • [FCA CF] Material risk taker (since 17 Apr 2024)
  • Harry Street

    IRN HXS00327

    • [FCA CF] Material risk taker (19 Sep 2022 to 28 Feb 2025)
  • Jean-Paul Stefano Sebastiano Zammitt

    IRN JXZ01050

    • SMF9 Chair of the Governing Body (since 28 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (since 23 Dec 2019)
    • CF1 Director (23 Jul 2015 to 7 Oct 2019)
    • CF3 Chief Executive (23 Jul 2015 to 7 Oct 2019)
  • Jose Juan Ribas

    IRN JJR01096

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (8 Apr 2016 to 8 Dec 2019)
    • CF1 Director (23 Jul 2015 to 8 Apr 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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