Bloomberg Trading Facility Limited

Date authorised
23 July 2015
Companies House
09019569
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Louise Carter

    IRN LXC00648

    • [FCA CF] Material risk taker (since 5 Mar 2025)
  • Luis Felipe Ontaneda

    IRN LXO00114

    • [FCA CF] Material risk taker (3 Nov 2023 to 17 Apr 2024)
  • Mary L. Schapiro

    IRN MXS00800

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2021)
  • Matthew Rees

    IRN MXR00273

    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Mar 2023)
  • Nicholas Thomas Bean

    IRN NTB01025

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (27 Nov 2019 to 8 Dec 2019)
    • CF3 Chief Executive (27 Nov 2019 to 8 Dec 2019)
  • Paula Stephanie Fry

    IRN PSF01019

    • [FCA CF] Material risk taker (since 15 May 2023)
  • Peter Thacher Grauer

    IRN PTG01038

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 30 Sep 2025)
    • CF2 Non Executive Director (23 Jul 2015 to 8 Dec 2019)
  • Robert Arthur Cohen

    IRN RAC01301

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jun 2018 to 8 Dec 2019)
  • Robert James Friend

    IRN RJF01171

    • CF28 Systems and controls (23 Jul 2015 to 2 Aug 2019)
  • Rosheenah Murphy Williams

    IRN RXM02758

    • SMF16 Compliance Oversight (9 Dec 2019 to 7 Feb 2020)
    • CF10 Compliance Oversight (14 Mar 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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