Robert James Friend

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg Trading Facility Limited (no longer approved here)

    FRN 629485

    • CF28 Systems and controls (23 Jul 2015 to 2 Aug 2019)
  • Bloomberg LP (no longer approved here)

    FRN 206006

    • CF1 Director (AR) (13 Aug 2013 to 24 Jan 2014)
    • CF10 Compliance Oversight (14 Jul 2011 to 10 Dec 2015)
    • CF11 Money Laundering Reporting (14 Jul 2011 to 10 Dec 2015)
  • Bloomberg Global Limited (no longer approved here)

    FRN 605122

    • Employed By (13 Aug 2013 to 24 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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