Bloomberg LP

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bloomberg L P
    3 Queen Victoria Street
    London
    City Of London
    EC4N 4TQ
    UNITED KINGDOM
    Phone
    +4402073307500
    Web
    https://www.bloomberg.com

  • Complaints Contact

    Bloomberg L P
    3 Queen Victoria Street
    London
    City Of London
    EC4N 4TQ
    UNITED KINGDOM
    Phone
    +4402073307500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Benjamin Peter Macdonald

    IRN BPM01048

    • SMF29 Limited scope function (limited scope SMCR firms only) (10 Sep 2020 to 31 Dec 2023)
    • CF1 Director (AR) (9 Aug 2013 to 24 Jan 2014)
  • Constantin Michael Cotzias

    IRN CXC01314

    • CF1 Director (AR) (1 Aug 2014 to 21 Jun 2021)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 5 Jan 2004)
  • Edward Batt

    IRN EXB01310

    • CF11 Money Laundering Reporting (30 Jan 2007 to 24 Mar 2011)
    • CF10 Compliance Oversight (30 Jan 2007 to 24 Mar 2011)
  • Jean-Paul Stefano Sebastiano Zammitt

    IRN JXZ01050

    • CF1 Director (AR) (14 Aug 2013 to 24 Jan 2014)
    • CF3 Chief Executive (AR) (14 Aug 2013 to 24 Jan 2014)
    • CF8 Apportionment and Oversight (20 May 2008 to 31 Mar 2009)
  • Karen Jones

    IRN KXJ26637

    • SMF16 Compliance Oversight (since 22 May 2020)
  • Mark Adrian Flatman

    IRN MXF87295

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 27 Mar 2024)
  • Paul John Tivnann

    IRN PJT01176

    • CF1 Director (AR) (22 Aug 2013 to 24 Jan 2014)
  • Rachel Julie Haverfield

    IRN RJH01295

    • CF10 Compliance Oversight (5 Feb 2004 to 1 Oct 2004)
    • CF11 Money Laundering Reporting (5 Feb 2004 to 1 Oct 2004)
  • Robert Arthur Cohen

    IRN RAC01301

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
  • Robert James Friend

    IRN RJF01171

    • CF1 Director (AR) (13 Aug 2013 to 24 Jan 2014)
    • CF10 Compliance Oversight (14 Jul 2011 to 10 Dec 2015)
    • CF11 Money Laundering Reporting (14 Jul 2011 to 10 Dec 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.