Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg LP

    FRN 206006

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 13 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (11 Jun 2018 to 8 Dec 2019)
  • Bloomberg Tradebook Europe Limited (no longer approved here)

    FRN 187492

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 20 Sep 2024)
    • CF11 Money Laundering Reporting (1 Oct 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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