Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Adam Collins
IRN AXC02545
- CF30 Customer (10 Dec 2014 to 27 Feb 2017)
Adelaide Matilda Vivienne White
IRN AMW01102
- CF1 Director (16 Nov 2004 to 29 Apr 2005)
- CF13 Finance (1 Dec 2001 to 29 Apr 2005)
Alexander Curtis Brown
IRN ACB01241
- CF30 Customer (31 Mar 2016 to 28 Nov 2017)
Alexander Wicks
IRN AXW02308
- CF30 Customer (25 Nov 2016 to 30 Nov 2017)
Ali Deilamy
IRN AXD01879
- CF30 Customer (1 Oct 2010 to 30 Nov 2017)
Amanda Leiper
IRN ALL01041
- CF30 Customer (26 Oct 2010 to 9 May 2014)
Andrew Ho
IRN AXH02145
- CF30 Customer (10 Feb 2011 to 10 Aug 2015)
Andrew James Hartwill
IRN AJH01242
- CF30 Customer (28 Nov 2011 to 10 May 2013)
Andrew John French
IRN AJF01087
- CF30 Customer (13 Jan 2010 to 3 Jan 2018)
Anish Malhotra
IRN AXM01581
- CF1 Director (15 Jan 2002 to 2 Sep 2004)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.