Andrew James Hartwill

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Agency Partners LLP (no longer approved here)
FRN 524871
- CF30 Customer (24 Mar 2015 to 11 Nov 2015)
Bloomberg Tradebook Europe Limited (no longer approved here)
FRN 187492
- CF30 Customer (28 Nov 2011 to 10 May 2013)
Equity Development Limited (no longer approved here)
FRN 185325
- CF30 Customer (13 Feb 2009 to 31 Aug 2010)
J.M. FINN & CO.LTD (no longer approved here)
FRN 450754
- CF21 Investment Adviser (30 Jun 2006 to 17 Jan 2007)
Union Bancaire Privée (UK) Limited (no longer approved here)
FRN 119250
- CF21 Investment Adviser (1 Dec 2001 to 13 Aug 2003)
- CF27 Investment Management (1 Dec 2001 to 13 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.