Date authorised
1 April 2013
Companies House
OC353820
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +442071867186
  • Complaints Contact

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +442071867186

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew James Hartwill

    IRN AJH01242

    • CF30 Customer (24 Mar 2015 to 11 Nov 2015)
  • Andrew Porteous

    IRN AIP01013

    • CF30 Customer (21 May 2012 to 26 Sep 2014)
  • Anthony Joseph Cummings

    IRN AJC01211

    • CF30 Customer (23 Sep 2011 to 10 Apr 2012)
  • Douglas Philip Edward Smith

    IRN DPS01098

    • CF30 Customer (1 Oct 2015 to 12 Nov 2018)
  • John Hugh Alexander Tusa

    IRN JHT01016

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 2 Sep 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (28 Apr 2015 to 8 Dec 2019)
  • John Richard Holmes

    IRN JRH01256

    • CF4 Partner (15 Nov 2010 to 10 Apr 2012)
    • CF30 Customer (15 Nov 2010 to 10 Apr 2012)
  • Keith John Hiscock

    IRN KJH01071

    • CF30 Customer (15 Nov 2010 to 11 Jun 2012)
    • CF4 Partner (15 Nov 2010 to 11 Jun 2012)
    • CF11 Money Laundering Reporting (15 Nov 2010 to 11 Jun 2012)
    • CF10 Compliance Oversight (15 Nov 2010 to 11 Jun 2012)
  • Leigh Goodwin

    IRN LXG01089

    • CF30 Customer (11 Aug 2014 to 3 Nov 2014)
  • Leon Caine

    IRN LXC01485

    • CF30 Customer (9 Jul 2013 to 17 Oct 2013)
  • Mark Davies Jones

    IRN MXD01227

    • CF4 Partner (23 May 2011 to 31 Aug 2015)
    • CF30 Customer (1 Feb 2011 to 31 Aug 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.