Date authorised
1 April 2013
Companies House
OC353820
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +442071867186
  • Complaints Contact

    3 Coldbath Square
    London
    EC1R 5HL
    UNITED KINGDOM
    Phone
    +442071867186

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Thomas Haldane

    IRN MTH01039

    • CF30 Customer (21 Sep 2012 to 14 Jan 2014)
  • Max Gregory Davey

    IRN MGD01039

    • CF30 Customer (11 Apr 2011 to 2 Apr 2012)
  • Murray Robert Jacobson

    IRN MRJ01039

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (10 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2012 to 8 Dec 2019)
  • Neil Scott Cumming

    IRN NSC01041

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
  • Nicholas Cunningham

    IRN NXC01102

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
    • CF4 Partner (15 Nov 2010 to 8 Dec 2019)
  • Nigel David Moreton Hicks

    IRN NDH01028

    • CF30 Customer (14 May 2012 to 28 Dec 2014)
  • Pandelakis Athanasiou

    IRN PXA01287

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 May 2013 to 8 Dec 2019)
  • Paul Frank Miskin

    IRN PFM01021

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF10 Compliance Oversight (5 Jul 2012 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (15 Nov 2010 to 8 Dec 2019)
    • CF30 Customer (15 Nov 2010 to 8 Dec 2019)
  • Richard John Franklin

    IRN RJF01062

    • CF30 Customer (31 Oct 2013 to 29 Sep 2014)
  • Sarah Ellen Cunningham

    IRN SEC01102

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Apr 2022)
    • CF30 Customer (14 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.