Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (10 Sep 2012 to 8 Dec 2019)
    • CF30 Customer (1 Jan 2012 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 15 Jul 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.