Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (2 May 2013 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF21 Investment Adviser (26 Jul 2005 to 21 Aug 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.