Neil Scott Cumming

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Agency Partners LLP

    FRN 524871

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (11 Nov 2015 to 8 Dec 2019)
  • Schroders IS Limited (no longer approved here)

    FRN 195028

    • CF30 Customer (31 Jul 2009 to 15 Apr 2011)
    • CF27 Investment Management (10 May 2004 to 31 Oct 2007)
  • abrdn Investments Limited (no longer approved here)

    FRN 121891

    • CF27 Investment Management (1 Dec 2001 to 27 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.