Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PALACE VENTURES LIMITED
FRN 433291
- CF30 Customer (since 25 Jun 2025)
- CF1 Director (AR) (since 25 Jun 2025)
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Hardman Research Ltd
FRN 600843
- (1)Employed By (since 24 May 2013)
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- CF10 Compliance Oversight (15 Nov 2010 to 11 Jun 2012)
- CF30 Customer (15 Nov 2010 to 11 Jun 2012)
- CF4 Partner (15 Nov 2010 to 11 Jun 2012)
- CF11 Money Laundering Reporting (15 Nov 2010 to 11 Jun 2012)
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- CF21 Investment Adviser (11 Feb 2005 to 13 Sep 2007)
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- CF21 Investment Adviser (12 Jan 2004 to 6 May 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.