Mark Davies Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited

    FRN 190412

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jun 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (14 Oct 2015 to 8 Dec 2019)
  • Agency Partners LLP (no longer approved here)

    FRN 524871

    • CF4 Partner (23 May 2011 to 31 Aug 2015)
    • CF30 Customer (1 Feb 2011 to 31 Aug 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (2 Dec 2003 to 6 Jun 2006)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.