Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Anisha Sekhri
IRN AXS05257
- SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Sep 2024)
Anna Marie Westbury
IRN AMW01184
- SMF16 Compliance Oversight (23 Jun 2023 to 16 Feb 2024)
Benjamin Peter Macdonald
IRN BPM01048
- SMF1 Chief Executive (2 Mar 2020 to 31 Dec 2023)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2023)
Bertrand Maurice
IRN BXM01456
- CF30 Customer (12 Nov 2012 to 18 Aug 2016)
Brandon Cooney
IRN BXC01526
- CF30 Customer (8 Oct 2012 to 17 Mar 2014)
Brian Peter Coffaro
IRN BXC06189
- CF3 Chief Executive (25 Sep 2018 to 17 Nov 2019)
- CF1 Director (25 Sep 2018 to 17 Nov 2019)
Bridget Latter
IRN BXL00209
- SMF16 Compliance Oversight (since 15 Feb 2024)
Caroline Jane Jones
IRN CJJ01063
- CF30 Customer (13 Jan 2010 to 3 Jan 2018)
Christopher Gerald Allen
IRN CGA01023
- CF30 Customer (13 Feb 2015 to 28 Feb 2017)
Christopher James Lowe
IRN CJL01084
- CF30 Customer (6 Jan 2014 to 8 Aug 2014)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.