Bertrand Maurice

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg Tradebook Europe Limited (no longer approved here)

    FRN 187492

    • CF30 Customer (12 Nov 2012 to 18 Aug 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (25 Mar 2011 to 31 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
    • CF21 Investment Adviser (14 Jun 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Feb 2006 to 8 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.