Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Christopher James Salmon
IRN CJS01286
- CF30 Customer (4 May 2010 to 12 Mar 2012)
- CF26 Customer Trading (17 Nov 2006 to 31 Oct 2007)
Christos Yiannakou
IRN CXY01039
- CF30 Customer (1 Nov 2007 to 28 Sep 2011)
- CF26 Customer Trading (2 Aug 2007 to 31 Oct 2007)
Constantin Michael Cotzias
IRN CXC01314
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (3 Jul 2014 to 8 Dec 2019)
Corey Davide
IRN CXD01357
- CF30 Customer (23 May 2011 to 3 Jan 2018)
Corey Spells
IRN CXS02083
- CF30 Customer (15 Sep 2014 to 6 Dec 2017)
Daniel Ballesteros
IRN DXB02338
- CF30 Customer (21 Nov 2014 to 3 Jan 2018)
Daniel Paul Lewis
IRN DPL01038
- CF30 Customer (17 Jun 2014 to 19 Dec 2016)
Daniel Thomas Nicholls
IRN DTN01012
- CF30 Customer (23 Sep 2010 to 9 Sep 2011)
Daniel William Conte
IRN DWC01116
- CF11 Money Laundering Reporting (31 Oct 2008 to 28 May 2010)
- CF10 Compliance Oversight (31 Oct 2008 to 28 May 2010)
- CF30 Customer (1 Nov 2007 to 28 May 2010)
- CF1 Director (10 Oct 2007 to 28 May 2010)
- CF26 Customer Trading (5 Jun 2007 to 31 Oct 2007)
Danny Joseph Raoul Auger
IRN DXA01335
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF26 Customer Trading (3 Aug 2007 to 31 Oct 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.