Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TFS Derivatives Limited
FRN 197244
- SMF18 Other Overall Responsibility (since 11 Jul 2025)
- [FCA CF] Manager of certification employee (since 5 Feb 2024)
- [FCA CF] Client dealing (since 5 Feb 2024)
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- [FCA CF] Client dealing (31 Oct 2020 to 3 Feb 2024)
- [FCA CF] Manager of certification employee (31 Oct 2020 to 3 Feb 2024)
- CF30 Customer (14 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (23 May 2011 to 3 Jan 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.