Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg Tradebook Europe Limited (no longer approved here)

    FRN 187492

    • CF10 Compliance Oversight (31 Oct 2008 to 28 May 2010)
    • CF11 Money Laundering Reporting (31 Oct 2008 to 28 May 2010)
    • CF30 Customer (1 Nov 2007 to 28 May 2010)
    • CF1 Director (10 Oct 2007 to 28 May 2010)
    • CF26 Customer Trading (5 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.