Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (31 Oct 2008 to 28 May 2010)
- CF11 Money Laundering Reporting (31 Oct 2008 to 28 May 2010)
- CF30 Customer (1 Nov 2007 to 28 May 2010)
- CF1 Director (10 Oct 2007 to 28 May 2010)
- CF26 Customer Trading (5 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.