Bloomberg Tradebook Europe Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Daria Dergunova
IRN DXD01448
- CF30 Customer (8 Jan 2015 to 27 Feb 2017)
Darren Lee Batsford
IRN DLB01049
- CF30 Customer (30 Sep 2010 to 12 Mar 2012)
David Martin
IRN DXM01449
- CF1 Director (1 Dec 2001 to 31 Jan 2005)
- CF10 Compliance Oversight (1 Dec 2001 to 9 Sep 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 9 Sep 2002)
David Nelson Masullo
IRN DXM01468
- CF3 Chief Executive (6 Apr 2017 to 23 Aug 2018)
- CF28 Systems and controls (6 Apr 2017 to 23 Aug 2018)
- CF1 Director (1 Mar 2011 to 23 Aug 2018)
- CF10 Compliance Oversight (30 Jun 2010 to 23 Jul 2014)
- CF11 Money Laundering Reporting (30 Jun 2010 to 10 Dec 2015)
- CF30 Customer (30 Jun 2010 to 3 Jan 2018)
Dean Crawley
IRN DXC01795
- CF30 Customer (1 Nov 2007 to 3 Jan 2018)
- CF26 Customer Trading (17 Nov 2006 to 31 Oct 2007)
Edward Robbs
IRN EXR01302
- CF30 Customer (10 Feb 2014 to 4 Dec 2017)
Elisabeth Angharad Morgan-Rees
IRN EXM01364
- CF30 Customer (28 Jul 2009 to 27 Aug 2009)
Erika Hempel
IRN EXH01301
- CF30 Customer (28 Nov 2011 to 24 Jul 2014)
Fadi Maalouf
IRN FXM01607
- CF30 Customer (2 Jan 2015 to 27 Feb 2017)
Gabriele Marconi
IRN GXM02218
- CF30 Customer (14 Jan 2015 to 27 Feb 2017)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.