David Nelson Masullo

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bloomberg Tradebook Europe Limited (no longer approved here)
FRN 187492
- CF3 Chief Executive (6 Apr 2017 to 23 Aug 2018)
- CF28 Systems and controls (6 Apr 2017 to 23 Aug 2018)
- CF1 Director (1 Mar 2011 to 23 Aug 2018)
- CF11 Money Laundering Reporting (30 Jun 2010 to 10 Dec 2015)
- CF10 Compliance Oversight (30 Jun 2010 to 23 Jul 2014)
- CF30 Customer (30 Jun 2010 to 3 Jan 2018)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 20 Dec 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.