Constantin Michael Cotzias

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bloomberg Tradebook Europe Limited

    FRN 187492

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (3 Jul 2014 to 8 Dec 2019)
  • Bloomberg Trading Facility Limited

    FRN 629485

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • CF2 Non Executive Director (23 Jul 2015 to 8 Dec 2019)
  • Bloomberg LP (no longer approved here)

    FRN 206006

    • CF1 Director (AR) (1 Aug 2014 to 21 Jun 2021)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 5 Jan 2004)
    • CF10 Compliance Oversight (1 Dec 2001 to 5 Jan 2004)
  • Bloomberg Global Limited (no longer approved here)

    FRN 605122

    • Employed By (11 Nov 2013 to 24 Jan 2014)

Recent activity

Updates to this individual's record on the FCA register.

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