Bloomberg Trading Facility Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Bloomberg L P3 Queen Victoria StreetLondonCity Of LondonEC4N 4TQUNITED KINGDOM- Phone
- +442073307500
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Complaints Contact
Bloomberg L P3 Queen Victoria StreetLondonCity Of LondonEC4N 4TQUNITED KINGDOM- Phone
- +442073307500
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Trading Platform
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Simon Andrew Mathisen
IRN SAM01178
- CF10 Compliance Oversight (25 Jan 2016 to 8 Nov 2018)
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Steven Martin Niven
IRN SXN01474
- CF10 Compliance Oversight (23 Jul 2015 to 26 Jan 2016)
- CF11 Money Laundering Reporting (23 Jul 2015 to 4 Jul 2018)
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Tod Mellor van Name
IRN TXV00020
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2021)
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Tony Alfred Ansell
IRN TAA01026
- [FCA CF] Material risk taker (9 Dec 2019 to 5 Oct 2023)
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Trevor James Mallinson
IRN TXM00195
- [FCA CF] Material risk taker (9 Dec 2019 to 19 Sep 2022)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.