Simon Andrew Mathisen

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Umbra Capital Partners LLP
FRN 917090
- SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Nov 2024)
- SMF16 Compliance Oversight (since 15 Nov 2024)
- SMF27 Partner (since 15 Nov 2024)
Oberon Investments Limited (no longer approved here)
FRN 124885
- SMF3 Executive Director (4 Feb 2022 to 23 Oct 2023)
- SMF16 Compliance Oversight (29 Jun 2021 to 23 Oct 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (29 Jun 2021 to 23 Oct 2023)
Bloomberg Trading Facility Limited (no longer approved here)
FRN 629485
- CF10 Compliance Oversight (25 Jan 2016 to 8 Nov 2018)
G.H. FINANCIALS LIMITED (no longer approved here)
FRN 161807
- CF10 Compliance Oversight (2 Jan 2014 to 2 Nov 2015)
LMAX Limited (no longer approved here)
FRN 509778
- CF28 Systems and controls (27 Jul 2010 to 27 Aug 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.