Umbra Capital Partners LLP

• Principal Place of Business

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

  Web

  https://www.umbracapital.com

• Complaints Contact

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander James MacGillivray Langmuir

  IRN AXL56982

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • SMF27 Partner (since 1 May 2020)
• Andrew Charles Hodson

  IRN ACH01062

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 24 Mar 2025)
  • [FCA CF] Functions requiring qualifications (since 24 Mar 2025)
• Andrew New

  IRN AXN00106

  • [FCA CF] Client dealing (1 Mar 2021 to 25 Aug 2023)
• Catherine Lucy Burr

  IRN CLB01050

  • [FCA CF] Functions requiring qualifications (20 Jul 2022 to 28 Mar 2025)
  • SMF27 Partner (31 Mar 2021 to 28 Mar 2025)
  • [FCA CF] Client dealing (18 Jan 2021 to 28 Mar 2025)
• Catherine Ottesen Prentke English

  IRN CXE00228

  • SMF27 Partner (since 14 Oct 2024)
• Charles Edward Gallagher-Powell

  IRN CEG01069

  • [FCA CF] Client dealing (7 Dec 2020 to 31 Dec 2021)
  • SMF27 Partner (1 May 2020 to 31 Dec 2021)
• Christian Beedell

  IRN CXB00761

  • SMF27 Partner (since 20 Mar 2023)
• Chung Bong Donny Hung

  IRN CBH01036

  • [FCA CF] Client dealing (25 Nov 2021 to 9 Feb 2022)
• Cristobal Esteve

  IRN CXE00016

  • [FCA CF] Client dealing (10 Jul 2023 to 28 Feb 2025)
• David Leslie Inns Wright

  IRN DLW01098

  • SMF27 Partner (20 Oct 2022 to 9 Aug 2024)
  • SMF16 Compliance Oversight (20 Oct 2022 to 9 Aug 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2022 to 9 Aug 2024)

• THIS Advisors LLP (no longer appointed)

  FRN 630626 · Appointed 11 Sep 2023 · Until 15 Dec 2025

• Stanley Capital Partners LLP (no longer appointed)

  FRN 939001 · Appointed 20 Nov 2020 · Until 11 Nov 2022

No changes recorded yet.