Umbra Capital Partners LLP

• Principal Place of Business

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

  Web

  https://www.umbracapital.com

• Complaints Contact

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dylan Jos Berkman

  IRN DXB01093

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 1 Jan 2025)
• Fadi Elias Hallak

  IRN FEH01011

  • [FCA CF] Client dealing (1 Mar 2021 to 31 Mar 2023)
• Faisal Iqbal

  IRN FXI01040

  • [FCA CF] Functions requiring qualifications (20 Jul 2022 to 18 May 2023)
  • SMF27 Partner (25 Feb 2021 to 31 Mar 2023)
  • [FCA CF] Client dealing (7 Dec 2020 to 18 May 2023)
• Gianluca Bencivenni

  IRN GXB01439

  • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 13. Giving personal recommendations on and dealing with derivatives
  • 14. Managing investments
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 3. Giving personal recommendations on derivatives
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 20 Jul 2022)
  • [FCA CF] Client dealing (since 26 Oct 2021)
• Gustavo Jose Diquez

  IRN GJD01084

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • SMF27 Partner (since 1 May 2020)
• Ihab Yassine

  IRN IXY01025

  • [FCA CF] Client dealing (1 Mar 2021 to 31 Mar 2023)
• Ivan Gavanski

  IRN IXG01143

  • [FCA CF] Functions requiring qualifications (25 Jul 2022 to 1 Jul 2025)
  • [FCA CF] Client dealing (22 Nov 2021 to 1 Jul 2025)
• James William Brooks

  IRN JWB01150

  • CF4 Partner (AR) (18 Feb 2022 to 11 Nov 2022)
  • CF30 Customer (18 Feb 2021 to 11 Nov 2022)
• Jamie Geoffrey Bethune Taylor

  IRN JGT01073

  • CF30 Customer (11 Sep 2023 to 14 Dec 2025)
  • CF4 Partner (AR) (11 Sep 2023 to 14 Dec 2025)
• Jeremy Huw Davies

  IRN JHD01048

  • [FCA CF] Client dealing (21 Sep 2023 to 29 Feb 2024)
  • SMF27 Partner (15 Sep 2023 to 29 Feb 2024)

• THIS Advisors LLP (no longer appointed)

  FRN 630626 · Appointed 11 Sep 2023 · Until 15 Dec 2025

• Stanley Capital Partners LLP (no longer appointed)

  FRN 939001 · Appointed 20 Nov 2020 · Until 11 Nov 2022

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