Umbra Capital Partners LLP

• Principal Place of Business

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

  Web

  https://www.umbracapital.com

• Complaints Contact

  10 Lower James Street

  London

  W1F 9EL

  UNITED KINGDOM

  Phone

  +442074601030

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Brown Travis

  IRN JXT01191

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • SMF27 Partner (since 1 May 2020)
  • SMF16 Compliance Oversight (1 May 2020 to 24 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 May 2020 to 24 May 2021)
• John Chase

  IRN JXC01468

  • SMF27 Partner (16 Nov 2023 to 15 Aug 2024)
  • [FCA CF] Client dealing (27 Mar 2023 to 10 Dec 2025)
• Kaisar Sakhanov

  IRN KXS00350

  • [FCA CF] Functions requiring qualifications (20 Jul 2022 to 20 Sep 2024)
  • [FCA CF] Client dealing (15 Nov 2021 to 20 Sep 2024)
• Laurence Harper

  IRN LXH00592

  • 14. Managing investments
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 17. Administrative functions in relation to managing investments
  • [FCA CF] Client dealing (since 21 Nov 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Nov 2024)
• Marcus John Szemruk

  IRN MJS01493

  • 14. Managing investments
  • 17. Administrative functions in relation to managing investments
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • SMF27 Partner (since 18 Sep 2024)
  • [FCA CF] Functions requiring qualifications (since 21 Jul 2022)
  • [FCA CF] Client dealing (since 22 Oct 2021)
• Mark Patrick Gallagher

  IRN MPG01026

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • SMF27 Partner (since 1 May 2020)
• Martin Hill

  IRN MXH01786

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 3. Giving personal recommendations on derivatives
  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Client dealing (since 19 Jun 2025)
  • [FCA CF] Functions requiring qualifications (since 19 Jun 2025)
• Matthew Colin Harrison

  IRN MCH01080

  • CF30 Customer (22 Mar 2022 to 11 Nov 2022)
  • CF4 Partner (AR) (22 Mar 2022 to 11 Nov 2022)
• Mikkel Lenborg Skajem

  IRN MXS00572

  • SMF27 Partner (27 Jun 2023 to 16 Apr 2024)
  • [FCA CF] Client dealing (27 Mar 2023 to 16 Apr 2024)
• Neal Neilinger

  IRN NXN01060

  • [FCA CF] Client dealing (since 1 Jul 2025)

• THIS Advisors LLP (no longer appointed)

  FRN 630626 · Appointed 11 Sep 2023 · Until 15 Dec 2025

• Stanley Capital Partners LLP (no longer appointed)

  FRN 939001 · Appointed 20 Nov 2020 · Until 11 Nov 2022

No changes recorded yet.