John Chase

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Umbra Capital Partners LLP (no longer approved here)
FRN 917090
- SMF27 Partner (16 Nov 2023 to 15 Aug 2024)
- [FCA CF] Client dealing (27 Mar 2023 to 10 Dec 2025)
Bank of America, N.A. (no longer approved here)
FRN 124642
- CF30 Customer (19 Sep 2011 to 22 Jan 2015)
Citibank, N.A. (no longer approved here)
FRN 124704
- CF21 Investment Adviser (4 Mar 2004 to 10 Apr 2006)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.