Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stanley Capital Partners LLP
FRN 973272
- SMF16 Compliance Oversight (since 11 Nov 2022)
- SMF27 Partner (since 11 Nov 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2022)
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- CF30 Customer (22 Mar 2022 to 11 Nov 2022)
- CF4 Partner (AR) (22 Mar 2022 to 11 Nov 2022)
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- CF10a CASS Oversight function (28 Jan 2014 to 19 Feb 2018)
- CF11 Money Laundering Reporting (3 Jan 2014 to 19 Feb 2018)
- CF10 Compliance Oversight (3 Jan 2014 to 19 Feb 2018)
- CF1 Director (12 Aug 2009 to 19 Feb 2018)
- CF28 Systems and controls (1 Nov 2007 to 19 Feb 2018)
- CF13 Finance (2 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.