Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 11 Nov 2022)
    • SMF27 Partner (since 11 Nov 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2022)
  • Umbra Capital Partners LLP (no longer approved here)

    FRN 917090

    • CF30 Customer (22 Mar 2022 to 11 Nov 2022)
    • CF4 Partner (AR) (22 Mar 2022 to 11 Nov 2022)
  • Newgate Private Equity Limited (no longer approved here)

    FRN 142840

    • CF10a CASS Oversight function (28 Jan 2014 to 19 Feb 2018)
    • CF11 Money Laundering Reporting (3 Jan 2014 to 19 Feb 2018)
    • CF10 Compliance Oversight (3 Jan 2014 to 19 Feb 2018)
    • CF1 Director (12 Aug 2009 to 19 Feb 2018)
    • CF28 Systems and controls (1 Nov 2007 to 19 Feb 2018)
    • CF13 Finance (2 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.