Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
    • 17. Administrative functions in relation to managing investments
    • 14. Managing investments
    • SMF27 Partner (since 18 Sep 2024)
    • [FCA CF] Functions requiring qualifications (since 21 Jul 2022)
    • [FCA CF] Client dealing (since 22 Oct 2021)
  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Material risk taker (9 Sep 2019 to 13 Aug 2021)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 13 Aug 2021)
    • [FCA CF] Client dealing (9 Sep 2019 to 13 Aug 2021)

Recent activity

Updates to this individual's record on the FCA register.

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