Faisal Iqbal

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PARADIGM INVESTMENT PARTNERS LTD.

    FRN 975897

    • 14. Managing investments
    • 3. Giving personal recommendations on derivatives
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • Responsible for Insurance Distribution (since 11 Mar 2026)
    • Responsibility for MCD Intermediation (since 13 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 19 Mar 2024)
    • SMF16 Compliance Oversight (since 11 May 2023)
    • [FCA CF] Client dealing (since 11 May 2023)
    • SMF3 Executive Director (since 11 May 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 May 2023)
    • SMF1 Chief Executive (since 11 May 2023)
  • Umbra Capital Partners LLP (no longer approved here)

    FRN 917090

    • [FCA CF] Functions requiring qualifications (20 Jul 2022 to 18 May 2023)
    • SMF27 Partner (25 Feb 2021 to 31 Mar 2023)
    • [FCA CF] Client dealing (7 Dec 2020 to 18 May 2023)
  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF30 Customer (24 Mar 2017 to 8 Dec 2019)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • CF30 Customer (30 Nov 2015 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.