1OAK Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
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Complaints Contact
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Andrea Grillo
IRN AXG01261
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (15 Dec 2014 to 8 Dec 2019)
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Anthony Neil Rawlinson
IRN ANR01031
- CF30 Customer (12 Jul 2016 to 24 Oct 2016)
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BHUSHAN GAJARE
IRN BXG00289
- CF1 Director (AR) (16 Mar 2025 to 20 Mar 2025)
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Brigitte Reech
IRN BXR01159
- CF30 Customer (10 Oct 2016 to 31 Mar 2018)
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Christopher Brian Curtis
IRN CBC01040
- CF30 Customer (30 Mar 2017 to 31 Mar 2018)
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DAVID AUINGER
IRN DXA01488
- CF30 Customer (12 Aug 2015 to 16 Dec 2016)
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Darren Weston
IRN DXW01592
- [FCA CF] Client dealing (since 13 Aug 2025)
- [FCA CF] Material risk taker (since 13 Aug 2025)
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David Hinsley Stuff
IRN DHS00032
- [FCA CF] Client dealing (18 Feb 2020 to 13 Mar 2025)
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David Rodgers
IRN DXR01517
- CF30 Customer (10 Apr 2012 to 3 Oct 2017)
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Derek McKeown
IRN DXM02945
- CF30 Customer (23 Mar 2017 to 31 Mar 2018)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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GNT Corporation Limited
FRN 1019605 · Appointed 24 Oct 2024
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Gather International Limited (no longer appointed)
FRN 928721 · Appointed 12 Feb 2024 · Until 4 Sep 2024
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1OAK Capital Partners LLP (no longer appointed)
FRN 581398 · Appointed 17 May 2012 · Until 20 Jun 2013
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Investor Solutions UK Limited (no longer appointed)
FRN 513735 · Appointed 2 Dec 2009 · Until 7 Jul 2022 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.