1OAK Capital Limited

Date authorised
1 April 2013
Companies House
06890293
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 Charles Street
    London
    W1J 5DB
    UNITED KINGDOM
    Phone
    +442070167979
    Web
    https://1oakgroup.com

  • Complaints Contact

    2 Charles Street
    London
    W1J 5DB
    UNITED KINGDOM
    Phone
    +442070167979

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dhruv Bhatnagar

    IRN DXB01897

    • CF30 Customer (5 Nov 2016 to 8 Dec 2019)
  • Dominic Gomar

    IRN DXG01700

    • CF30 Customer (12 Oct 2013 to 22 May 2017)
  • Emmanuel Lumineau

    IRN EXL01053

    • CF4 Partner (AR) (26 Jun 2012 to 2 Apr 2013)
    • CF10 Compliance Oversight (20 Mar 2012 to 2 Apr 2013)
    • CF11 Money Laundering Reporting (20 Mar 2012 to 2 Apr 2013)
    • CF3 Chief Executive (20 Mar 2012 to 25 Jun 2012)
    • CF1 Director (11 Feb 2011 to 25 Jun 2012)
    • CF30 Customer (11 Feb 2011 to 2 Apr 2013)
  • Faisal Iqbal

    IRN FXI01040

    • CF30 Customer (24 Mar 2017 to 8 Dec 2019)
  • Flavio Pericoli

    IRN FXP00123

    • CF1 Director (AR) (since 9 Jan 2026)
  • Giovanni Bonaccorso

    IRN GXB01292

    • CF30 Customer (since 24 Oct 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (17 Jun 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (17 Jun 2015 to 8 Dec 2019)
    • CF29 Significant management (4 Jul 2012 to 8 Dec 2019)
    • CF3 Chief Executive (4 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (AR) (26 Jun 2012 to 5 Jul 2022)
    • CF1 Director (6 Dec 2010 to 4 Jul 2012)
    • CF1 Director (AR) (10 Dec 2009 to 5 Jul 2022)
    • CF3 Chief Executive (AR) (10 Dec 2009 to 14 Mar 2012)
    • CF30 Customer (10 Dec 2009 to 5 Jul 2022)
  • Gledis Vaic

    IRN GXV01126

    • CF30 Customer (13 Nov 2012 to 7 May 2013)
  • Hercules Anastase

    IRN HXA01042

    • [FCA CF] Material risk taker (since 9 Aug 2021)
    • [FCA CF] Client dealing (since 9 Aug 2021)
  • John Joseph Trieste

    IRN JXT19818

    • [FCA CF] Material risk taker (9 Dec 2019 to 6 Aug 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Aug 2021)
    • CF30 Customer (6 Sep 2019 to 8 Dec 2019)
  • Mark Frederick Higgins

    IRN MFH01031

    • CF30 Customer (28 Aug 2013 to 1 Jan 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.