Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privee, UBP SA (no longer approved here)

    FRN 147562

    • [FCA CF] Client dealing (19 Apr 2022 to 12 Sep 2025)
    • [FCA CF] Functions requiring qualifications (19 Apr 2022 to 12 Sep 2025)
  • Credit Suisse (UK) Limited (no longer approved here)

    FRN 124269

    • [FCA CF] Client dealing (4 May 2018 to 1 Aug 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 1 Aug 2019)
    • CF30 Customer (25 Mar 2013 to 6 Mar 2016)
  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF30 Customer (13 Nov 2012 to 7 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

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