Emmanuel Lumineau

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sapia Partners LLP (no longer approved here)

    FRN 550103

    • CF30 Customer (1 Nov 2016 to 7 Dec 2016)
    • CF1 Director (AR) (1 Nov 2016 to 7 Dec 2016)
  • BrickVest IM Ltd (no longer approved here)

    FRN 667911

    • Employed By (28 Jan 2015 to 1 Nov 2016)
  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF4 Partner (AR) (26 Jun 2012 to 2 Apr 2013)
    • CF11 Money Laundering Reporting (20 Mar 2012 to 2 Apr 2013)
    • CF10 Compliance Oversight (20 Mar 2012 to 2 Apr 2013)
    • CF3 Chief Executive (20 Mar 2012 to 25 Jun 2012)
    • CF30 Customer (11 Feb 2011 to 2 Apr 2013)
    • CF1 Director (11 Feb 2011 to 25 Jun 2012)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 23 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.