Mark Frederick Higgins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

1OAK Capital Limited (no longer approved here)
FRN 501453
- CF30 Customer (28 Aug 2013 to 1 Jan 2015)
Kyte Broking Limited (no longer approved here)
FRN 174863
- CF30 Customer (21 Mar 2012 to 24 May 2013)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (18 Aug 2010 to 12 Jan 2012)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (17 Sep 2009 to 5 Mar 2010)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (23 Apr 2009 to 1 Jun 2009)
- CF21 Investment Adviser (15 Oct 2003 to 31 Oct 2007)
Societe Generale (no longer approved here)
FRN 124866
- CF21 Investment Adviser (2 Jun 2003 to 7 Oct 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.