1OAK Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
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Complaints Contact
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Marwan Abou-Charaf
IRN MXA02164
- CF30 Customer (14 Jun 2017 to 31 Mar 2018)
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Matteo Gundi
IRN MXG02048
- CF30 Customer (13 Jun 2012 to 2 Apr 2013)
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Matthias Klaeffling
IRN MXK01398
- CF1 Director (19 Nov 2009 to 23 Sep 2010)
- CF30 Customer (19 Nov 2009 to 23 Sep 2010)
- CF11 Money Laundering Reporting (19 Nov 2009 to 26 Apr 2010)
- CF10 Compliance Oversight (19 Nov 2009 to 26 Apr 2010)
- CF3 Chief Executive (19 Nov 2009 to 23 Sep 2010)
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Mirium Mathew Ryley
IRN RXM02420
- CF30 Customer (16 Oct 2015 to 22 May 2017)
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Mohamed Asif Mughal
IRN MAM01160
- CF30 Customer (13 Feb 2012 to 5 Feb 2013)
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Myles Elliott Milston
IRN MEM01099
- CF30 Customer (24 May 2012 to 1 Feb 2013)
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Nicolas Huw John Rowe
IRN NHR01018
- CF10 Compliance Oversight (1 Jun 2010 to 14 Mar 2012)
- CF11 Money Laundering Reporting (1 Jun 2010 to 14 Mar 2012)
- CF30 Customer (2 Mar 2010 to 31 Jan 2018)
- CF1 Director (2 Mar 2010 to 1 Nov 2017)
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Oliver Steuart Erskine
IRN OSE01002
- CF30 Customer (24 Oct 2017 to 28 Feb 2019)
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Panagiotis Christopher Konidaris Konidaris
IRN PXK00164
- [FCA CF] Significant management (since 9 Dec 2019)
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Paul Edmond Boscott
IRN PEB01068
- CF30 Customer (14 Apr 2011 to 20 Mar 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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GNT Corporation Limited
FRN 1019605 · Appointed 24 Oct 2024
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Gather International Limited (no longer appointed)
FRN 928721 · Appointed 12 Feb 2024 · Until 4 Sep 2024
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1OAK Capital Partners LLP (no longer appointed)
FRN 581398 · Appointed 17 May 2012 · Until 20 Jun 2013
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Investor Solutions UK Limited (no longer appointed)
FRN 513735 · Appointed 2 Dec 2009 · Until 7 Jul 2022 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.