Matthias Klaeffling

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF30 Customer (19 Nov 2009 to 23 Sep 2010)
    • CF1 Director (19 Nov 2009 to 23 Sep 2010)
    • CF10 Compliance Oversight (19 Nov 2009 to 26 Apr 2010)
    • CF11 Money Laundering Reporting (19 Nov 2009 to 26 Apr 2010)
    • CF3 Chief Executive (19 Nov 2009 to 23 Sep 2010)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF21 Investment Adviser (26 Jul 2006 to 31 Oct 2007)
    • CF27 Investment Management (26 Jul 2006 to 31 Oct 2007)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF27 Investment Management (23 Sep 2004 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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