Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (4)SMF9 Chair of the Governing Body (since 21 Jul 2020)
    • (6)SMF1 Chief Executive (since 9 Dec 2019)
    • (5)SMF3 Executive Director (since 9 Dec 2019)
    • (17)CF3 Chief Executive (7 Jan 2019 to 8 Dec 2019)
    • (16)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
    • (18)CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF30 Customer (24 May 2012 to 1 Feb 2013)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 2 Sep 2011)
    • CF21 Investment Adviser (11 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF9 Chair of the Governing Body at Globacap Limited

  2. controlled function removed: SMF3 Executive Director at Globacap Limited

  3. controlled function removed: SMF1 Chief Executive at Globacap Limited

  4. controlled function added: (16)CF30 Customer at Globacap Limited

  5. controlled function added: (17)CF3 Chief Executive at Globacap Limited

  6. controlled function added: (18)CF1 Director at Globacap Limited

  7. controlled function added: (4)SMF9 Chair of the Governing Body at Globacap Limited

  8. controlled function added: (5)SMF3 Executive Director at Globacap Limited

  9. controlled function added: (6)SMF1 Chief Executive at Globacap Limited