Globacap Limited

Date authorised
7 January 2019
Companies House
11046987
Last scraped
1 day ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    44
    Southampton Buildings
    London
    Greater London
    WC2A 1AP
    UNITED KINGDOM
    Phone
    +442034880401
    Web
    https://www.globacap.com

  • Complaints Contact

    44
    Southampton Buildings
    London
    WC2A 1AP
    UNITED KINGDOM
    Phone
    +442034880401

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    For Professional, Eligible Counterparty, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Retail (Investment), Professional, Eligible Counterparty, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Rights to or interests in investments (Security)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Retail (Investment), Professional, Eligible Counterparty, Rights to or interests in investments (Security), Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Professional, Eligible Counterparty, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adrian Fletcher

    IRN AXF00500

    • (4)[FCA CF] Significant management (1 Nov 2022 to 19 Apr 2024)
  • Alexander Charles Green

    IRN ACG01107

    • (1)[FCA CF] Significant management (since 1 Jan 2025)
    • (8)SMF3 Executive Director (9 Dec 2019 to 4 Feb 2025)
    • (9)CF30 Customer (7 Jan 2019 to 8 Dec 2019)
    • (10)CF1 Director (7 Jan 2019 to 8 Dec 2019)
  • Andrew Mark Dickin Olsen

    IRN AMO01055

    • (6)SMF16 Compliance Oversight (9 Oct 2024 to 6 Dec 2024)
    • (7)[FCA CF] Significant management (1 Jul 2020 to 9 Dec 2024)
  • Anthony John Arnold

    IRN AJA01260

    • (21)SMF17 Money Laundering Reporting Officer (MLRO) (26 Feb 2025 to 1 Aug 2025)
    • (22)SMF16 Compliance Oversight (26 Feb 2025 to 1 Aug 2025)
    • (24)CF10a CASS Oversight function (7 Jan 2019 to 8 Dec 2019)
    • (25)CF10 Compliance Oversight (7 Jan 2019 to 8 Dec 2019)
    • (23)CF11 Money Laundering Reporting (7 Jan 2019 to 8 Dec 2019)
  • Benjamin James Santos - Stephens

    IRN BJS01122

    • (15)CF2 Non Executive Director (7 Jan 2019 to 8 Dec 2019)
  • Brian Schwieger

    IRN BJS01060

    • (3)SMF9 Chair of the Governing Body (since 19 Feb 2025)
  • Claire-Aimee Grimshaw

    IRN CXG00573

    • (13)[FCA CF] Significant management (1 Jan 2025 to 8 Aug 2025)
  • Daniel Leonard Masters

    IRN DLM01041

    • (2)CF2 Non Executive Director (7 Jan 2019 to 8 Dec 2019)
  • David Orr

    IRN DXO00193

    • (2)[FCA CF] Significant management (since 22 Apr 2024)
  • Eric Robert Dorre

    IRN ERD01024

    • (1)CF2 Non Executive Director (7 Jan 2019 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

  1. trading name added: Globacap

  2. controlled function added: (6)SMF1 Chief Executive

  3. controlled function added: (5)SMF3 Executive Director

  4. controlled function added: (4)SMF9 Chair of the Governing Body

  5. controlled function added: (3)SMF9 Chair of the Governing Body

  6. controlled function added: (2)[FCA CF] Significant management

  7. controlled function added: (1)[FCA CF] Significant management

  8. controlled function added: (25)CF10 Compliance Oversight

  9. controlled function added: (24)CF10a CASS Oversight function

  10. controlled function added: (23)CF11 Money Laundering Reporting

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