1OAK Capital Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
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Complaints Contact
2 Charles StreetLondonW1J 5DBUNITED KINGDOM- Phone
- +442070167979
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Ray Dillet
IRN RXD01721
- CF30 Customer (6 Sep 2016 to 16 Dec 2016)
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Richard Edward Corner
IRN REC01036
- CF30 Customer (30 Oct 2012 to 31 May 2013)
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Rodrigo Mazorra Blanco
IRN RXM02085
- CF30 Customer (10 Feb 2012 to 2 Apr 2013)
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Sharifa Ullah
IRN SXU01077
- CF28 Systems and controls (1 Feb 2013 to 1 Jan 2015)
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Shylaja Swaminathan
IRN SXS02329
- CF30 Customer (16 Mar 2017 to 31 Oct 2018)
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Simon Marcus Ashworth Holmes
IRN SMH01227
- CF30 Customer (30 Sep 2016 to 30 Sep 2018)
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Sohrab Souresrafil
IRN SXS01450
- CF30 Customer (14 Feb 2012 to 21 Mar 2012)
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Stephen Michael Jones
IRN SMJ01046
- CF30 Customer (2 Feb 2012 to 4 Jul 2012)
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Stuart Giles Rothwell
IRN SGR01036
- SMF3 Executive Director (9 Dec 2019 to 23 Apr 2024)
- [FCA CF] Client dealing (9 Dec 2019 to 30 Apr 2025)
- CF1 Director (11 Jan 2018 to 8 Dec 2019)
- CF30 Customer (17 Jul 2012 to 8 Dec 2019)
- CF2 Non Executive Director (9 Sep 2011 to 17 Jul 2012)
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Stuart Paul Phillips
IRN SPP01032
- CF30 Customer (18 Feb 2011 to 20 Mar 2012)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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GNT Corporation Limited
FRN 1019605 · Appointed 24 Oct 2024
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Gather International Limited (no longer appointed)
FRN 928721 · Appointed 12 Feb 2024 · Until 4 Sep 2024
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1OAK Capital Partners LLP (no longer appointed)
FRN 581398 · Appointed 17 May 2012 · Until 20 Jun 2013
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Investor Solutions UK Limited (no longer appointed)
FRN 513735 · Appointed 2 Dec 2009 · Until 7 Jul 2022 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.