Nicolas Huw John Rowe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Winton Capital Management Limited (no longer approved here)

    FRN 184258

    • [FCA CF] Client dealing (1 Mar 2021 to 3 Dec 2021)
  • Millennium Capital Partners LLP (no longer approved here)

    FRN 439327

    • CF30 Customer (4 Apr 2018 to 8 Dec 2019)
  • 1OAK Capital Limited (no longer approved here)

    FRN 501453

    • CF11 Money Laundering Reporting (1 Jun 2010 to 14 Mar 2012)
    • CF10 Compliance Oversight (1 Jun 2010 to 14 Mar 2012)
    • CF30 Customer (2 Mar 2010 to 31 Jan 2018)
    • CF1 Director (2 Mar 2010 to 1 Nov 2017)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF30 Customer (1 Nov 2007 to 8 May 2009)
    • CF26 Customer Trading (13 Feb 2007 to 31 Oct 2007)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF26 Customer Trading (5 Mar 2003 to 27 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.