Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 13 Aug 2025)
    • [FCA CF] Client dealing (since 13 Aug 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (15 Nov 2016 to 30 Nov 2023)
    • [FCA CF] Material risk taker (15 Nov 2016 to 30 Nov 2023)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (15 Nov 2016 to 30 Nov 2023)
    • [FCA CF] Client dealing (15 Nov 2016 to 30 Nov 2023)
    • CF30 Customer (27 Jul 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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