Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
1OAK Capital Limited
FRN 501453
- [FCA CF] Material risk taker (since 13 Aug 2025)
- [FCA CF] Client dealing (since 13 Aug 2025)
-
- [FCA CF] Client dealing (15 Nov 2016 to 30 Nov 2023)
- [FCA CF] Material risk taker (15 Nov 2016 to 30 Nov 2023)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (19 May 2006 to 31 Oct 2007)
-
- [FCA CF] Material risk taker (15 Nov 2016 to 30 Nov 2023)
- [FCA CF] Client dealing (15 Nov 2016 to 30 Nov 2023)
- CF30 Customer (27 Jul 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.