Gustavo Jose Diquez

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Umbra Capital Partners LLP
FRN 917090
- [FCA CF] Client dealing (since 7 Dec 2020)
- SMF27 Partner (since 1 May 2020)
GIRA Strategic Finance Limited (no longer approved here)
FRN 713915
- CF30 Customer (26 Apr 2018 to 1 May 2020)
CORDET Capital Partners LLP (no longer approved here)
FRN 623511
- CF4 Partner (16 Dec 2014 to 4 Jun 2018)
Commerzbank AG (no longer approved here)
FRN 124920
- CF30 Customer (11 May 2009 to 26 Mar 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.