Date authorised
16 December 2014
Companies House
OC385212
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 St James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +447463392582
  • Complaints Contact

    2 St James's Market
    London
    SW1Y 4AH
    UNITED KINGDOM
    Phone
    +447463392582

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • ANDREAS VALEN KVALE

    IRN AXK01063

    • [FCA CF] Client dealing (since 17 Jul 2025)
  • Can Lei

    IRN CXL00492

    • [FCA CF] Client dealing (14 May 2024 to 18 Sep 2025)
  • Carl Magnus Lindquist

    IRN CML01119

    • [FCA CF] Client dealing (25 Mar 2021 to 23 Mar 2023)
    • SMF27 Partner (9 Dec 2019 to 11 Apr 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 11 Apr 2023)
    • CF3 Chief Executive (24 Nov 2015 to 8 Dec 2019)
    • CF4 Partner (24 Nov 2015 to 8 Dec 2019)
  • Christopher Birt

    IRN CXB02208

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (21 Sep 2016 to 8 Dec 2019)
  • Georgi Velikov

    IRN GXV28419

    • SMF27 Partner (since 17 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Apr 2020)
    • SMF16 Compliance Oversight (since 24 Apr 2020)
  • Gerard Steven Donohue

    IRN GSD01029

    • CF4 Partner (7 May 2015 to 4 Jul 2016)
  • Gustavo Jose Diquez

    IRN GJD01084

    • CF4 Partner (16 Dec 2014 to 4 Jun 2018)
  • Henrik Wikerman

    IRN HXW00066

    • [FCA CF] Client dealing (since 25 Mar 2021)
  • Herman Hannisdal

    IRN HXH00201

    • [FCA CF] Client dealing (24 Feb 2023 to 23 Jul 2024)
  • Jakob Mattias Lindquist

    IRN JML01083

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF4 Partner (16 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (16 Dec 2014 to 8 Dec 2019)
    • CF3 Chief Executive (16 Dec 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.