James William Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Stanley Capital Partners LLP
FRN 973272
- SMF27 Partner (since 11 Nov 2022)
Umbra Capital Partners LLP (no longer approved here)
FRN 917090
- CF4 Partner (AR) (18 Feb 2022 to 11 Nov 2022)
- CF30 Customer (18 Feb 2021 to 11 Nov 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.