LMAX Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
L M A X GroupMonsoon Building1 Nicholas RoadLondonKensington And ChelseaW11 4ANUNITED KINGDOM- Phone
- +442031922555
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Complaints Contact
L M A X GroupMonsoon Building1 Nicholas RoadLondonKensington And ChelseaW11 4ANUNITED KINGDOM- Phone
- +442031922513
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trading Platform
For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Electronic Trade Settlement
For Eligible Counterparty, Professional
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Aaisha Zainab Knights
IRN AXK00816
- SMF3 Executive Director (since 8 Mar 2024)
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Alexis Daniel Webster
IRN ADW01122
- CF29 Significant management (8 Oct 2010 to 2 Jun 2011)
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Alison Elizabeth Hutchinson
IRN AEH01041
- CF2 Non Executive Director (14 Sep 2010 to 31 Mar 2015)
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Andrew James Harrison
IRN AJH01264
- CF30 Customer (18 Jul 2016 to 8 Dec 2019)
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Andrew King
IRN AXK02007
- CF30 Customer (12 Apr 2011 to 1 Jun 2011)
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Andrew Toby Phillips
IRN ATP01030
- SMF3 Executive Director (22 Apr 2020 to 19 Jul 2023)
- CF28 Systems and controls (27 Jul 2010 to 8 Dec 2019)
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Antonio Honorio
IRN AXH02218
- CF30 Customer (12 Jul 2011 to 4 Jul 2016)
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Balazs Borbandi
IRN BXB01617
- CF30 Customer (13 Nov 2014 to 4 Jul 2016)
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Campbell James Millar
IRN CJM01387
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Jul 2023)
- CF10 Compliance Oversight (26 Jan 2017 to 8 Dec 2019)
- CF28 Systems and controls (27 Jul 2010 to 8 Dec 2019)
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Chetan Parmar
IRN CXP00241
- SMF3 Executive Director (since 31 Jan 2023)
- [FCA CF] Significant management (18 Mar 2021 to 25 Mar 2024)
- [FCA CF] Material risk taker (18 Mar 2021 to 25 Mar 2024)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.